Financial Markets Authority

Results: 2356



#Item
631Financial markets / United States securities law / Self-regulatory organizations / Securities Exchange Act / United States Securities and Exchange Commission / Chicago Stock Exchange / Financial Industry Regulatory Authority / Algorithmic trading / Stock market / Financial economics / Finance / Financial system

Notice of Filing and Immediate Effectiveness of Amendment No. 31 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasda

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Source URL: www.utpplan.com

Language: English - Date: 2014-10-02 15:26:38
632Trade associations / Law / Financial system / ICMA / European Banking Authority / Regulation / Public administration / Single Euro Payments Area / Financial regulation / European Union / Markets in Financial Instruments Directive

Financial Reform European Regulatory - SUMMARY - June 2014 This short summary sets out a brief status update on the regulatory reform agenda as relevant for MTS business.

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Source URL: www.mtsmarkets.com

Language: English - Date: 2014-07-01 09:55:39
633United Kingdom / Business / Financial regulation / Finance / ACI the Financial Markets Association / Financial Services Authority

Press Release FSA in London registers ACI exams Paris/Frankfurt/London, 3rd May 2011 ACI – The Financial Markets Association achieved recognition for its exam & certification programme by the Financial Services Author

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Source URL: www.acilux.com

Language: English - Date: 2013-04-25 04:21:55
634Financial markets / Trade Repository / Derivative / Markets in Financial Instruments Directive / Credit rating agency / European Securities and Markets Authority / Commodity Futures Modernization Act / Over-the-counter / Financial economics / Financial system / Finance

FIVA_nimilogo_valk_20mm_palkkiin

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Source URL: www.fin-fsa.fi

Language: English - Date: 2015-01-16 08:26:06
635Institutional investors / United Kingdom / Financial economics / Insurance / Financial Services and Markets Act / Financial Services Authority / Financial institutions / Dispute resolution / Mediation

FSA[removed]INSURANCE MEDIATION AND MORTGAGE MEDIATION, LENDING AND ADMINISTRATION (PRUDENTIAL PROVISIONS) INSTRUMENT 2004

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:44
636European Commission / European sovereign debt crisis / European Securities and Markets Authority / European Insurance and Occupational Pensions Authority / Credit rating agency / Committee of European Banking Supervisors / European System of Financial Supervisors / Esma / Committee of European Securities Regulators / European Union / Financial regulation / Financial economics

PDF Document

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Source URL: ec.europa.eu

Language: English - Date: 2014-11-10 07:42:45
637Financial regulation / Markets in Financial Instruments Directive / Business / Law of agency / Financial Services Authority / Law / Financial markets / European Union

Microsoft Word - 2007_44.doc

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:26
638Economy of New Zealand / KiwiSaver / New Zealand / Retirement / Economics / Finance / Superannuation in Australia / Pension / Financial Markets Authority / Investment / Financial economics / Financial services

The Potential Impact of KiwiSaver on the New Zealand Capital Market for Financial Services Council Embargoed until 9am, January 3, 2013

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Source URL: fsc.org.nz

Language: English - Date: 2013-01-02 17:24:39
639Mortgage Conduct of Business rules / Mortgage industry of the United Kingdom / United States housing bubble / Mortgage-backed security / Financial Services Authority / Mortgage loan / Financial Services and Markets Act / MERS / Economy of the United Kingdom / United Kingdom / Mortgage industry of the United States

Microsoft Word - MCOB consequentials instrument.doc

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Source URL: media.fshandbook.info

Language: English - Date: 2011-12-19 09:25:20
640Bonds / Financial markets / Investment / Funds / Bond markets in Asia / Bond / Foreign exchange market / Asian financial crisis / Hong Kong Monetary Authority / Financial economics / Economics / Finance

Opening markets through a regional bond fund: lessons from ABF2 - BIS Quarterly Review, part 7, June 2005

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Source URL: www.bis.org

Language: English - Date: 2005-06-12 18:00:00
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